4.6. Harmonic Series II: Harmonics, Intervals, and Instruments^*

The names of the various intervals, and the way they are written on the staff, are mostly the result of a long history of evolving musical notation and theory. But the actual intervals - the way the notes sound - are not arbitrary accidents of history. Like octaves, the other intervals are also produced by the harmonic series. Recall that the frequencies of any two pitches that are one octave apart have a 2:1 ratio. (See Harmonic Series I to review this.) Every other interval that musicians talk about can also be described as having a particular frequency ratio. To find those ratios, look at a harmonic series written in common notation.

Figure 4.53. A Harmonic Series Written as Notes

Look at the third harmonic in Figure 4.53. Its frequency is three times the frequency of the first harmonic (ratio 3:1). Remember, the frequency of the second harmonic is two times that of the first harmonic (ratio 2:1). In other words, there are two waves of the higher C for every one wave of the lower C, and three waves of the third-harmonic G for every one wave of the fundamental. So the ratio of the frequencies of the second to the third harmonics is 2:3. (In other words, two waves of the C for every three of the G.) From the harmonic series shown above, you can see that the interval between these two notes is a perfect fifth. The ratio of the frequencies of all perfect fifths is 2:3.

The harmonic series is particularly important for brass instruments. A pianist or xylophone player only gets one note from each key. A string player who wants a different note from a string holds the string tightly in a different place. This basically makes a vibrating string of a new length, with a new fundamental.

But a brass player, without changing the length of the instrument, gets different notes by actually playing the harmonics of the instrument. Woodwinds also do this, although not as much. Most woodwinds can get two different octaves with essentially the same fingering; the lower octave is the fundamental of the column of air inside the instrument at that fingering. The upper octave is the first harmonic.

It is the brass instruments that excel in getting different notes from the same length of tubing. The sound of a brass instruments starts with vibrations of the player's lips. By vibrating the lips at different speeds, the player can cause a harmonic of the air column to sound instead of the fundamental. Thus a bugle player can play any note in the harmonic series of the instrument that falls within the player's range. Compare these well-known bugle calls to the harmonic series above.

Figure 4.54. Bugle Calls

Although limited by the fact that it can only play one harmonic series, the bugle can still play many well-known tunes.

For centuries, all brass instruments were valveless. A brass instrument could play only the notes of one harmonic series. (An important exception was the trombone and its relatives, which can easily change their length and harmonic series using a slide.) The upper octaves of the series, where the notes are close enough together to play an interesting melody, were often difficult to play, and some of the harmonics sound quite out of tune to ears that expect equal temperament. The solution to these problems, once brass valves were perfected, was to add a few valves to the instrument; three is usually enough. Each valve opens an extra length of tube, making the instrument a little longer, and making available a whole new harmonic series. Usually one valve gives the harmonic series one half step lower than the valveless intrument; another, one whole step lower; and the third, one and a half steps lower. The valves can be used in combination, too, making even more harmonic series available. So a valved brass instrument can find, in the comfortable middle of its range (its middle register), a valve combination that will give a reasonably in-tune version for every note of the chromatic scale. (For more on the history of valved brass, see History of the French Horn. For more on how and why harmonics are produced in wind instruments, please see Standing Waves and Wind Instruments)

Figure 4.55. Overlapping Harmonic Series in Brass Instruments

These harmonic series are for a brass instrument that has a "C" fundamental when no valves are being used - for example, a C trumpet. Remember, there is an entire harmonic series for every fundamental, and any note can be a fundamental. You just have to find the brass tube with the right length. So a trumpet or tuba can get one harmonic series using no valves, another one a half step lower using one valve, another one a whole step lower using another valve, and so on. By the time all the combinations of valves are used, there is some way to get an in-tune version of every note they need.

String players also use harmonics, although not as much as brass players. Harmonics on strings have a very different timbre from ordinary string sounds. They give a quieter, thinner, more bell-like tone, and are usually used as a kind of ear-catching special-effect.

Normally a string player holds a string down very tightly. This shortens the length of the vibrating part of the string, in effect making a (temporarily) shorter vibrating string, which has its own full set of harmonics.

To "play a harmonic", the string is touched very, very lightly instead. The length of the string does not change. Instead, the light touch interferes with all of the vibrations that don't have a node at that spot.

Figure 4.56. String Harmonics

The thinner, quieter sound of "playing harmonics" is caused by the fact that much of the harmonic series is missing from the sound, which will of course affect the timbre. Lightly touching the string in most places will result in no sound at all. This technique only works well at places on the string where a main harmonic (one of the longer, louder lower-numbered harmonics) has a node. Some string players can get more harmonics by both holding the string down in one spot and touching it lightly in another spot, but this is an advanced technique.